Listing Plans

STANDARD LISTING
$0
PER MONTH

$2500 Annual Platform Fee

listing in the marketplace

downloadable offering documents

video presentation

access control

investor/advisor management

pay per investor/advisor seats *

ADVANCED LISTING
$2500
PER MONTH

$2500 Annual Platform Fee

listing in the marketplace

downloadable offering documents

video presentation

access control

investor/advisor management

pay per investor/advisor seats *

advisor training module

FEATURED LISTING
$5000
PER MONTH

$2500 Annual Platform Fee

listing in the marketplace

downloadable offering documents

video presentation

access control

investor/advisor management

pay per investor/advisor seats *

advisor training module

feature advisors on your listing **

Platform Fee

The upfront platform fee covers due diligence and listing charges. It is refunded if the listing application is rejected.

Access Control

Decide who can be given access to your files. Access rules can be based on geographic location, license type, broker-dealer affiliation or specific individuals.

Investor/Advisor Management

Receive instant activity reports about your listing including notifications when an investor/advisor:
  • downloads one of your files
  • participates in your training module
  • RSVPs to one of your events

  • This feature incurs an additional cost of $25 per month, per investor/advisor, per year, payable annually. *

    Advisor Training Module

    The Advisor Training Module is a test based on multiple choice questions, designed by our team to gauge advisors' knowledge of your product.
    As an added benefit to your broker-dealer partners, the training module also fulfills FINRA guidelines per NTM 03-71, 05-26, 10-22, and 12-03.

    Feature Advisors **

    Give your chosen advisors access to increased exposure by featuring them on your listing.

    Terms

  • Listing plans are on a month-to-month basis.
  • Plans can be canceled anytime with a 30-day notice.
  • Investor/Advisor Management costs an additional $300 per investor or advisor, per year.
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